1. "Direct Way" Mutual Fund Orders
2. "On the Wire" Mutual Fund Orders (through SWS)
3. "Penny Stock or Low Priced Stock Disclosure"
4. Completing the Breakpoint Form
5. Completion of "Monthly Blotter"
6. E-Mail Policy and Instructions
7. First Asset's "New" Account Form Completion
8. Procedures for Opening a New Account at SWS
9. Receiving Customer's Funds
10. Receiving Customer's Securities
11. How to Get On To the Hilltop Securities Inc. Information/Trading System (CSS/SABIL)
12. Variable Annuity "Flow Chart"
13. Variable Annuity Instructions and Check List
14. Variable Annuity Requirements
15. Bond Pro Welcome Booklet