At First Asset Financial Inc, we value our client relationship and are committed to helping you pursue your financial goals and objectives. We help make it easier for you by providing the following important disclosures that you are encouraged to read.

♦ Privacy Policy

♦ Customer Identification Program Notice

♦ Business Continuity Plan

♦ Legal Disclosure

♦ Account Protection

♦ Why Broker Dealers Ask for Information From You

♦ Mutual Fund Breakpoints

♦ Outside Business Activity of First Asset Independent Reps

♦ Working With Your Financial Professional

♦ Investment Objectives Definitions

♦ Margin Disclosures

♦ Mutual Fund Investing

♦ SEC Article-Mutual Funds: Investing Wisely

♦ Variable Annuities-The FINRA article "Beyond the Hard Sell"
and FINRA article "Should You Exchange Your Variable Annuity?

♦ Equity-Indexed Annuities-A Complicated Choice from the FINRA